Topic: Financial Industry Regulatory Authority
Reuters US Online Report Domestic News | 2009-12-24 18:06:56
<div><p>BANGALORE (Reuters) - U.S. regulators and legislators are investigating whether Wall Street investment banks deliberately sold risky structured securities to clients, and then bet on the securities failing, The New York Times reported on Wednesday.</p><p>Investigators in Congress, the Securities and Exchange Commission, and the Financial Industry Regulatory ...
Reuters US Online Report Business News | 2009-12-24 18:06:55
<div><p>BANGALORE (Reuters) - U.S. regulators and legislators are investigating whether Wall Street investment banks deliberately sold risky structured securities to clients, and then bet on the securities failing, The New York Times reported on Wednesday.</p><p>Investigators in Congress, the Securities and Exchange Commission, and the Financial Industry Regulatory ...
Reuters US Online Report Business News | 2009-12-18 20:30:43
<div><p>NEW YORK/WASHINGTON (Reuters) - The U.S. brokerage watchdog is probing how Wall Street firms, including JP Morgan Chase &lt;JPM.N&gt; and Citigroup Inc &lt;C.N&gt;, offer stock research, two people familiar with the probe said on Friday.</p><p>The Financial ...
Reuters US Online Report Domestic News | 2009-12-15 16:39:10
<div><p>WASHINGTON (Reuters) - The U.S. Treasury and Education departments announced plans on Tuesday to cooperate to improve financial education for high school students to enable them to make smarter decisions about money.</p><p>The effort comes in the wake of a survey from the Financial Industry Regulatory Authority and ...
